PS22: Innovations in Trial Design with Ordinal Endpoints

Conference: ASA Biopharmaceutical Section Regulatory-Industry Statistics Workshop 2025
09/25/2025: 4:15 PM EDT - 5:30 PM EDT
Parallel 
Room: Salon H 

Description

In an increasing number of clinical contexts, patient outcomes are best summarized by an ordinal endpoint. For example, the modified Rankin scale in stroke has seven discrete values defined by severity of symptoms. Death or the number of hospital-free days can also be fruitfully treated as an ordinal endpoint, and more generally, hierarchical composite endpoints such as the Win ratio are often ordinal.

We propose a session with three speakers, a clinician and two statisticians, with 25 minutes each.

The first presentation will discuss assumptions and commonalities between different approaches of analyzing an ordinal endpoint, including dichotomization, utility-based analyses, proportional odds models, and the Wilcoxon-Mann-Whitney test. Patient-centered utilities are often criticized for arbitrariness; the speaker will discuss that alternative approaches such as dichotomization or proportional odds have implied utilities.

A second presentation will discuss a case study of the design of a trial with longitudinal measurements of an ordinal endpoint. Here, the transition rates between states are estimated, and the effect of an experimental therapy is measured with an odds ratio. The presenter will explore whether departures from the assumption of a common odds ratio threaten the validity of conclusions about efficacy.

A third presentation, given by an FDA regulatory expert, will discuss the application of ordinal ideas to hierarchical composite endpoints, specifically the win ratio. The presenter will explore the benefits and risks or ordinalizing a win ratio endpoint, and discuss using multiple imputation instead of declaring ties. Treatment effects at different levels of the hierarchy will be combined in terms of the concordance coefficient. Predictions of final analysis outcomes computed at interim analyses will be illustrated.

Keywords

ordinal

utility

longitudinal data

win ratio 

Organizer

Todd Graves, Berry Consultants LLC

Topic Description

Clinical Trial Design (Innovative/complex design, Master Protocol, multiplicity, multi-regional clinical trial, etc.)
ASA Biopharmaceutical Section Regulatory-Industry Statistics Workshop 2025

Presentations

Bayesian transition models for ordinal longitudinal outcomes

Ordinal longitudinal data on patient health status have been widely collected as an outcome in COVID-19 clinical trials (e.g., WHO Clinical Progression Scale). However, analyses often discard information by collapsing the ordinal trajectories into time-to-recovery or free-days summaries. We introduce the ordinal transition model for ordinal longitudinal outcomes, which is an extension of the proportional odds model for ordinal outcomes to longitudinal outcomes using transition modeling. Using the ACTT-1 clinical trial as a case study, we outline key considerations for analyzing ordinal longitudinal data and demonstrate ordinal transition model fitting. Finally, we present simulation results evaluating the power of the ordinal transition model to detect a treatment effect compared to other commonly used analysis methods. When assumptions are correctly specified, the ordinal transition model can leverage the additional information contained in the ordinal and longitudinal components of the outcomes to significantly increase statistical power, enabling trials to enroll fewer participants and reach conclusions more quickly. 

Presenting Author

Maximilian Rohde, Bristol Myers Squibb

Ordinal Ideas and Hierarchical Composite Endpoints

We will discuss the application of ordinal ideas to hierarchical composite endpoints, specifically the win ratio. The presenter will explore the benefits and risks or ordinalizing a win ratio endpoint, and discuss using multiple imputation instead of declaring ties. Treatment effects at different levels of the hierarchy will be combined in terms of the concordance coefficient. Predictions of final analysis outcomes computed at interim analyses will be illustrated. 


Religion, Politics, and the Analysis of Ordinal Outcomes

We will discuss assumptions and commonalities between different approaches of analyzing an ordinal endpoint, including dichotomization, utility-based analyses, proportional odds models, and the Wilcoxon-Mann-Whitney test. Patient-centered utilities are often criticized for arbitrariness; the speaker will discuss that alternative approaches such as dichotomization or proportional odds have implied utilities. 

Presenting Author

Scott Berry, Berry Consultants